Privacy Policy

Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf of Fortiter Wealth Management, LLC (“[FWM]”).

Information We Collect: In connection with providing investment products, financial advice, or other services, we obtain non-public personal information about you, including:

Information we receive from you on account applications, such as your address, date of birth, Social Security Number, occupation, financial goals, assets and income;
Information about your transactions with us, our affiliates, or others;
Information about your visit to our website. We store that information in web server logs, which are records of the activities on our sites. The servers automatically capture and save the information electronically. The information we collect in web server logs helps us administer the site, analyze its usage, protect the website and its content from inappropriate use and improve the user’s experience.

Categories of Information We Disclose: We may only disclose information that we collect in accordance with this policy. FWM does not sell customer lists and will not sell your name to telemarketers.

Categories of Parties to Whom We Disclose: We will not disclose information regarding you or your account at FWM, except under the following circumstances:

To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing broker-dealer, investment company, or insurance company, other investment advisers;
To comply with broker-dealer firms that have regulatory requirements to supervise certain representatives’ activities;
To consumer reporting agencies,
To third parties who perform services or marketing, client resource management or other parties to help manage your account on our behalf;
To your attorney, trustee or anyone else who represents you in a fiduciary capacity;
To our attorneys, accountants or auditors; and
To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries.

How We Use Information: Information may be used among companies that perform support services for us, such as data processors, client relationship management technology, technical systems consultants and programmers, or companies that help us market products and services to you for a number of purposes, such as:

To protect your accounts/non-public information from unauthorized access or identity theft;
To process your requests such as securities purchases and sales;
To establish or maintain an account with an unaffiliated third party, such as a clearing broker-dealer providing services to you and/or FWM;
To service your accounts, such as by issuing checks and account statements;
To comply with Federal, State, and Self-Regulatory Organization requirements;
To keep you informed about financial services of interest to you.

RingCentral SMS Messaging Terms and Conditions:

We may communicate with clients via supervised SMS messaging through RingCentral.
Messaging frequency may vary.
Message and data rates may apply.
To opt out at any time, text STOP.
For assistance, text HELP or visit our website at https://fortiterwealth.com/.

Regulation S-AM: Under Regulation S-AM, a registered investment adviser is prohibited from using eligibility information that it receives from an affiliate to make a marketing solicitation unless: (1) the potential marketing use of that information has been clearly, conspicuously and concisely disclosed to the consumer; (2) the consumer has been provided a reasonable opportunity and a simple method to opt out of receiving the marketing solicitations; and (3) the consumer has not opted out. FWM does not receive information regarding marketing eligibility from affiliates to make solicitations.

Regulation S-ID: Regulation S-ID requires our firm to have an Identity Theft Protection Program (ITPP) that controls reasonably foreseeable risks to customers or to the safety and soundness of our firm from identity theft. We have developed an ITPP to adequately identify and detect potential red-flags to prevent and mitigate identity theft.

Our Security Policy: We restrict access to nonpublic personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural security measures to safeguard confidential client information.

Cyber Security: Internal policies and procedures are in place to address cyber security. A copy of this policy is available upon request.

Succession Planning: In the event that the owner(s) of FWM retire, become incapacitated or perish unexpectedly, your information would be disclosed to an unaffiliated third party for the purposes of facilitating a business succession plan. A change in control of ownership of FWM would require your consent, as dictated by your signed agreement with FWM, to continue providing services to you.

Your Right to Opt Out: Federal privacy laws give you the right to restrict some sharing of your personal financial information. These laws balance your right to privacy with FWM’s need to provide information for normal business purposes. You have the right to opt out of some information sharing with companies that are (1) Part of the same corporate group as your financial company (or affiliates); or (2) Not part of the same corporate group as your financial company (or non-affiliates). Choosing to restrict the sharing of our personal financial information will not apply to (1) Information about you to firms that help promote and market the company's own products or products offered under a joint agreement between two financial companies; (2) Records of your transactions--such as your loan payments, credit card or debit card purchases, and checking and savings account statements--to firms that provide data processing and mailing services for your company; (3) Information about you in response to a court order; and (4) Your payment history on loans and credit cards to credit bureaus. If you opt out, you limit the extent to which FWM can provide your personal financial information to non-affiliates. You may opt out of the disclosure of nonpublic personal financial information to non-affiliates by contacting FWM at (832) 941-1234.

Closed or Inactive Accounts: If you decide to close your account(s) or become an inactive customer, our Privacy Policy will continue to apply to you.

Complaint Notification: Please direct complaints to: Vince Elliott at Fortiter Wealth Management, LLC, 1980 Post Oak Blvd., Suite 2100, Houston, TX 77056; (832) 941-1234

Changes to This Privacy Policy: If we make any substantial changes in the way we use or disseminate confidential information, we will notify you. If you have any questions concerning this Privacy Policy, please contact us at: Fortiter Wealth Management, LLC, 1980 Post Oak Blvd., Suite 2100, Houston, TX 77056; (832) 941-1234.

Use of the Fortiter Wealth Management Website

The Fortiter Wealth Management website is intended only for your personal, non-commercial use, unless you and Fortiter Wealth Management have agreed otherwise in writing.

Fortiter Wealth Management

Fortiter Wealth Management is an SEC-registered investment adviser with offices in Houston, Texas. A copy of our written disclosure statement discussing services and fees is available upon request.

Mutual Funds

Before investing, consider the investment objectives, risks, charges and expenses of the fund and its investment options. Contact Fortiter Wealth Management for a prospectus containing this information. Read it carefully.

An investment in a money market fund is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although a money market fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in the fund.

Information for Foreign Investors

The Fortiter Wealth Management website is intended to be made available only to persons in the United States, and the information on this website is only for such persons. Nothing on the Fortiter Wealth Management website shall be considered a solicitation to buy or an offer to sell a security, or any other product or service, to any person in any jurisdiction where such offer, solicitation, purchase or sale would be unlawful under the laws of such jurisdiction.

No Investment Recommendations or Professional Advice

Generally, the Fortiter Wealth Management website is not intended to provide tax, legal, insurance or investment advice, and nothing on the Fortiter Wealth Management website should be construed as an offer to sell, a solicitation of an offer to buy, or a recommendation for any security by Fortiter Wealth Management or any third party.

Copyright Policy, Linking Policy and Trademarks

The Fortiter Wealth Management website is protected by applicable copyright laws. Accordingly, you may not copy, distribute, modify, post or frame-in the Fortiter Wealth Management website, including any text, graphics, video, audio, software code, user interface design or logos.

Unless you and Fortiter Wealth Management have agreed otherwise, links from another website to the Fortiter Wealth Management website must revert to the top-level homepage of the Fortiter Wealth Management domain (Fortiterwealth.com).

In order to avoid confusion if you do link from another website to the Fortiter Wealth Management top-level homepage, your website, and the link itself, may not suggest that Fortiter Wealth Management endorses, sponsors or is affiliated with any non-Fortiter Wealth Management website, entity, service or product, and may not make use of any Fortiter Wealth Management trademarks or service marks other than those contained within the text of the link.

All trademarks and service marks on the Fortiter Wealth Management website belong to Fortiter Wealth Management or an affiliate, except third-party trademarks and service marks that are the property of their respective owners.

If you believe that your work has been copied in a way that constitutes copyright infringement, please provide Fortiter Wealth Management with the following information:

A physical or electronic signature of a person authorized to act on behalf of the owner of the copyright allegedly infringed;
A description of the copyrighted work that you claim has been infringed, or, if multiple copyrighted works are the subject of a single notice, a representative list of such works;
An identification of the allegedly infringing material, and a description of where that material is located on the Fortiter Wealth Management website;
Your address, telephone number, and email address;
A statement by you that you have a good-faith belief that use of the disputed material in the manner complained of is not authorized by the copyright owner, its agent, or the law;
A statement by you, made under penalty of perjury, that the information you provide in your notice is accurate and that you are the owner of the allegedly infringed copyright, or that you are authorized to act on behalf of the copyright owner.

Any and all official complaints should be directed to vince@fortiterwealth.com